發(fā)布時(shí)間：2018-05-14 21:40

  本文選題：金融 + 檢察制度��； 參考：《四川省社會(huì)科學(xué)院》2014年碩士論文

【摘要】：金融作為現(xiàn)代市場(chǎng)經(jīng)濟(jì)的核心體現(xiàn)，已經(jīng)滲透到國(guó)家、企業(yè)和人們生活的各個(gè)層面，金融安全是整個(gè)國(guó)家經(jīng)濟(jì)安全乃至國(guó)家安全的重要組成部分。隨著金融市場(chǎng)不斷向?qū)�業(yè)化、多元化和復(fù)雜化的發(fā)展，金融犯罪問(wèn)題也隨之增加，由2006年檢察機(jī)關(guān)移送起訴4000余件，增長(zhǎng)至2010年的12000余件，增長(zhǎng)率達(dá)到了31%。再之金融領(lǐng)域的新情況、新問(wèn)題層出不窮，這勢(shì)必給檢察機(jī)關(guān)參與治理金融犯罪帶來(lái)新的挑戰(zhàn)，檢察機(jī)關(guān)在面對(duì)金融犯罪不斷增長(zhǎng)、金融領(lǐng)域?qū)�業(yè)化程度較高的情形說(shuō)明，按傳統(tǒng)粗放型辦案模式已力不從心。檢察機(jī)關(guān)需要調(diào)整工作思路，圍繞金融犯罪理論與實(shí)踐問(wèn)題展開(kāi)預(yù)防和懲治措施，建立和完善金融檢察機(jī)構(gòu)，轉(zhuǎn)向?qū)�業(yè)化、精細(xì)化的辦案模式。 本文研究?jī)?nèi)容主要分為五個(gè)部分： 第一部分為金融檢察與金融檢察專業(yè)化概述。首先，對(duì)金融檢察的概念、特征、性質(zhì)進(jìn)行闡釋，科學(xué)定位檢察監(jiān)督在金融檢察體系中的地位。其次，分析了金融檢察專業(yè)化的內(nèi)涵，包括職能專業(yè)化、機(jī)構(gòu)專業(yè)化、人員專業(yè)化、機(jī)制專業(yè)化四個(gè)方面。 第二部分研究分析金融檢察制度構(gòu)建的必要性，從我國(guó)現(xiàn)如今金融犯罪態(tài)勢(shì)問(wèn)題、完善刑事司法體制、檢察職業(yè)化等不同角度分析，說(shuō)明金融檢察制度的構(gòu)建有其現(xiàn)實(shí)的必要性。 第三部分研究分析了金融檢察制度構(gòu)建的基礎(chǔ)。首先，從理論基礎(chǔ)出發(fā)，說(shuō)明金融檢察監(jiān)督制度的正當(dāng)性；其次，金融檢察制度的構(gòu)建有一定的法律依據(jù)，通過(guò)梳理我國(guó)相關(guān)法律尋找在我國(guó)構(gòu)建金融檢察制度的適當(dāng)性；最后，分析國(guó)外關(guān)于檢察制度，檢察專業(yè)化，檢察官專業(yè)化的立法例，為我國(guó)金融檢察制度的構(gòu)建提供借鑒意義。 第四部分研究我國(guó)金融檢察的現(xiàn)狀�，F(xiàn)階段，檢察機(jī)關(guān)對(duì)于金融犯罪監(jiān)督難、定罪難、公檢法三機(jī)關(guān)在發(fā)展金融刑事司法體制中存在著不平衡、檢察監(jiān)督手段單一、金融檢察專業(yè)人員缺乏等原因使得金融檢察監(jiān)督機(jī)制難以發(fā)揮實(shí)效。通過(guò)對(duì)檢察機(jī)關(guān)遇到的瓶頸進(jìn)行分析，可以有針對(duì)性的構(gòu)建金融檢察制度。 第五部分，構(gòu)建金融檢察制度的專業(yè)化發(fā)展。構(gòu)建金融檢察制度應(yīng)堅(jiān)持憲法定位、積極介入、補(bǔ)充性和服務(wù)金融發(fā)展的原則，處理好對(duì)內(nèi)和對(duì)外的關(guān)系。以合理的方式解決金融糾紛，建立起專業(yè)化的檢察機(jī)構(gòu)，專門(mén)化的捕訴銜接工作機(jī)制，，明確案件的范圍，培養(yǎng)優(yōu)秀的金融檢察人才。最后，妥善協(xié)調(diào)檢法、檢警、檢管關(guān)系，做好檢察引導(dǎo)偵查機(jī)制，建立好日常交流機(jī)制，對(duì)構(gòu)建合理高效的金融檢察機(jī)制是十分必要的。
[Abstract]:As the core embodiment of modern market economy, finance has permeated into the country, enterprises and people's life at all levels. Financial security is an important part of the whole national economic security and even national security. With the development of financial market to specialization, diversification and complication, the problem of financial crime has also increased, from more than 4000 cases transferred by procuratorial organs in 2006 to more than 12000 cases in 2010, the growth rate has reached 31%. As for the new situation in the financial field, new problems emerge in endlessly, which is bound to bring new challenges to the procuratorial organs' participation in the management of financial crimes. The fact that the procuratorial organs are facing the continuous growth of financial crimes and the relatively high degree of specialization in the financial field shows that, According to the traditional extensive mode of handling cases has not been able to do. The procuratorial organs need to adjust their working ideas, carry out prevention and punishment measures around the theory and practice of financial crime, establish and perfect the financial procuratorial organs, and turn to a specialized and meticulous mode of handling cases. The research content of this paper is divided into five parts: The first part is an overview of financial procuratorial and financial prosecutorial specialization. First of all, it explains the concept, characteristics and nature of financial procuratorial, and scientifically orientates the position of procuratorial supervision in the financial procuratorial system. Secondly, it analyzes the connotation of financial procuratorial specialization, including functional specialization, institutional specialization, personnel specialization and mechanism specialization. The second part studies and analyzes the necessity of financial procuratorial system construction, from the current situation of financial crime in China, improve the criminal justice system, procuratorial professionalization and other different angles. It shows that the construction of financial procuratorial system has its realistic necessity. The third part analyzes the foundation of financial procuratorial system. First of all, from the theoretical basis to explain the legitimacy of the financial procuratorial supervision system; secondly, the construction of the financial procuratorial system has a certain legal basis, through combing the relevant laws of our country to find the appropriate financial procuratorial system in China; Finally, the paper analyzes the legislation examples of procuratorial system, procuratorial specialization and procurator specialization in foreign countries, which provides reference for the construction of financial procuratorial system in China. The fourth part studies the present situation of financial procuratorial work in our country. At the present stage, it is difficult for procuratorial organs to supervise and convict financial crimes. There is an imbalance in the development of the financial criminal justice system among the three organs of the Public Security Bureau, the Procuratorate and the Court, and the means of procuratorial supervision are single. The lack of financial procuratorial professionals makes it difficult for the financial procuratorial supervision mechanism to be effective. By analyzing the bottleneck encountered by procuratorial organs, we can construct the financial procuratorial system. The fifth part, constructs the specialized development of the financial procuratorial system. To construct the financial procuratorial system, we should adhere to the constitutional orientation, actively intervene, supplement and serve the principles of financial development, and deal well with the relationship between internal and external. In order to solve the financial disputes in a reasonable way, we should set up specialized procuratorial organs, specialized mechanism of connection of arrest and prosecution, make clear the scope of cases, and train outstanding financial procuratorial talents. Finally, it is necessary to properly coordinate the relationship between procuratorial and police, police and procuratorate, to do a good job of procuratorial guidance and investigation mechanism, and to establish a good daily communication mechanism for the construction of a reasonable and efficient financial procuratorial mechanism.
【學(xué)位授予單位】：四川省社會(huì)科學(xué)院
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：D922.28;D926.3

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本文編號(hào)：1889551