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  本文關(guān)鍵詞：我國(guó)上市銀行股權(quán)結(jié)構(gòu)對(duì)EVA影響的實(shí)證研究　出處：《南京財(cái)經(jīng)大學(xué)》2012年碩士論文　論文類型：學(xué)位論文

  更多相關(guān)文章： 上市銀行 股權(quán)結(jié)構(gòu) 經(jīng)營(yíng)績(jī)效 EVA

【摘要】：銀行業(yè)是金融行業(yè)的核心領(lǐng)域，其對(duì)整個(gè)國(guó)民經(jīng)濟(jì)有序發(fā)展起著重要的推動(dòng)作用。隨著我國(guó)金融市場(chǎng)對(duì)外資銀行的開放，國(guó)內(nèi)銀行均面臨著巨大的競(jìng)爭(zhēng)壓力。在激烈的競(jìng)爭(zhēng)環(huán)境下如何提高我國(guó)上市銀行的競(jìng)爭(zhēng)力，優(yōu)化其股權(quán)結(jié)構(gòu)，提高其經(jīng)營(yíng)績(jī)效就顯得尤為重要。考慮到傳統(tǒng)財(cái)務(wù)指標(biāo)忽略了銀行自有資本的機(jī)會(huì)成本和相關(guān)風(fēng)險(xiǎn)等諸多缺陷，未能更加全面和完善的評(píng)價(jià)我國(guó)上市銀行的經(jīng)營(yíng)績(jī)效，本文以EVA作為上市銀行的業(yè)績(jī)?cè)u(píng)價(jià)指標(biāo)，探討上市銀行如何在激烈的競(jìng)爭(zhēng)環(huán)境下提高其經(jīng)營(yíng)績(jī)效。本文通過(guò)對(duì)我國(guó)上市銀行的股權(quán)結(jié)構(gòu)與EVA之間的關(guān)系進(jìn)行研究，具有一定的理論價(jià)值和實(shí)際價(jià)值。 本文分為五章，首先論述了對(duì)我國(guó)上市銀行股權(quán)結(jié)構(gòu)與EVA關(guān)系進(jìn)行研究的意義，對(duì)國(guó)內(nèi)外相關(guān)的研究現(xiàn)狀進(jìn)行回顧分析，介紹了本文的研究方法和內(nèi)容。然后，分別闡述了上市銀行股權(quán)結(jié)構(gòu)與EVA之間關(guān)系的理論基礎(chǔ)，主要包括股權(quán)結(jié)構(gòu)對(duì)經(jīng)營(yíng)績(jī)效影響的相關(guān)理論基礎(chǔ)和EVA的相關(guān)理論。在此理論基礎(chǔ)之上，本文以上市時(shí)間較長(zhǎng)的8家銀行作為研究樣本，選取了2010年各銀行股權(quán)結(jié)構(gòu)的相關(guān)數(shù)據(jù)，對(duì)我國(guó)上市銀行進(jìn)行了股權(quán)結(jié)構(gòu)的現(xiàn)狀分析，，并選擇了深發(fā)展銀行1998-2010年的數(shù)據(jù)，進(jìn)一步分析了股權(quán)結(jié)構(gòu)對(duì)EVA的影響。為了準(zhǔn)確的分析我國(guó)上市銀行股權(quán)結(jié)構(gòu)與EVA之間的關(guān)系，本文選取了1998-2010年的60個(gè)樣本，通過(guò)構(gòu)成的非平衡面板數(shù)據(jù)對(duì)我國(guó)上市銀行股權(quán)結(jié)構(gòu)和EVA的相關(guān)關(guān)系進(jìn)行了多元回歸分析。 模型檢驗(yàn)結(jié)果表明，第一大股東持股比例、前五大股東持股比例的標(biāo)準(zhǔn)差、前十大股東持股比例的標(biāo)準(zhǔn)差、Z指數(shù)均與EVA負(fù)相關(guān)，前五大股東持股比例和前十大股東持股比例與EVA有著不同程度的正相關(guān)關(guān)系。國(guó)家股股東持股比例與EVA負(fù)相關(guān)，法人股股東持股比例和社會(huì)公眾股股東持股比例與EVA有著不同程度的正相關(guān)關(guān)系。相關(guān)控制變量也在不同程度上與EVA存在相關(guān)關(guān)系。根據(jù)實(shí)證分析的結(jié)果，以提高我國(guó)上市銀行的經(jīng)營(yíng)績(jī)效為目標(biāo)，本文從上市銀行的股權(quán)集中度和股權(quán)構(gòu)成兩個(gè)方面提出政策建議。
[Abstract]:The banking industry is the core areas of the financial industry, the orderly development of the entire national economy plays an important role in promoting. As China's financial market opening to foreign banks, domestic banks are facing tremendous pressure of competition. How to improve the competitiveness of China's listed banks in the fierce competitive environment, optimize the ownership structure. It is very important to improve its performance. Considering the traditional financial indicators ignore the bank's opportunity cost of capital and the risks associated with many defects, more comprehensive evaluation and improvement to the operatingperformance of listed banks in China, this paper uses EVA as the indicators of performance evaluation of listed banks, to explore how to improve the operating performance of listed banks in the fierce competitive environment. Based on the research of the relationship between ownership structure and EVA listed bank, has a certain theoretical value and practical Value.
This paper is divided into five chapters, first discusses the research on ownership structure of Chinese listed banks and the EVA relation of significance, related research status at home and abroad were analyzed retrospectively, and introduces the research methods and content of this article. Then, respectively expounds the theoretical basis of the relationship between ownership structure and EVA listed banks, related theories the theoretical basis and EVA mainly includes the influence of ownership structure on business performance. Based on the theory, the 8 banks listed a long time in 2010 was selected as the research sample, the bank ownership structure related data of listed banks in China to the status of the ownership structure analysis and selection of Shenzhen Development Bank the data of 1998-2010, analyzed the influence of ownership structure on EVA. In order to accurately analyze the relationship between ownership structure of listed banks and EVA, this paper selected 1998-2010 In the 60 samples of the year, a multiple regression analysis was carried out on the relationship between stock ownership structure and EVA in China's listed banks through the unbalanced panel data.
Model test results show that the proportion of the first largest shareholder, the proportion of top five shareholders of the standard deviation, the proportion of top ten shareholders of the standard deviation of Z index were negatively correlated with EVA, the proportion of top five shareholders and top ten shareholders and the proportion of EVA has a positive correlation between countries in different degrees. Shareholder equity ratio is negatively correlated with EVA, the proportion of legal person shares and public shares shareholding ratio has a positive correlation with EVA in different degrees. The relevant control variables at different levels and EVA correlated. According to the results of empirical analysis, in order to improve the operatingperformance of listed banks in China as the goal this paper, from the listed banks ownership concentration and structure and put forward some policy suggestions in two aspects.

【學(xué)位授予單位】：南京財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2012
【分類號(hào)】：F275;F832.51;F224

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本文編號(hào)：1359549